Choose Free AuditWorks AI Workpapers, free webinars, Internal Audit Consulting & Support, or Regulatory Examination & Remediation Support. Explore practical tools, learning, and hands-on support for your team.
01 / SOFTWARE
Free AuditWorks AI Workpapers
An internal audit platform that connects planning, workpapers, evidence, review, reporting, and findings follow-up.
Get hands-on assistance with defined internal audit projects, working alongside your team from planning and control testing through findings, reporting, and remediation follow-up.
Audit planning, risk assessment, and procedures
Design and operating effectiveness testing
Workpaper preparation and review
Findings development and audit reporting
Audit findings follow-up and action tracking
HOW IT WORKSFree · Defined projects · Subject to availability
Scope, deliverables, and timing agreed before work begins.
I’ll review your request, discuss fit and availability with you, and agree on scope, deliverables, and timing before work begins.
04 / REGULATORY SUPPORT
Regulatory Examination & Remediation Support
Help banks and broker-dealers prepare for regulatory examinations, organize responses and supporting evidence, and assess whether corrective actions address identified deficiencies.
First-day letters and examination information requests
Examination responses and supporting evidence
Examination-report remediation validation and closure documentation
Banks: consent order and memorandum of understanding (MOU) remediation support
Broker-dealers: FINRA Letter of Acceptance, Waiver, and Consent (AWC) remediation support
HOW IT WORKSFree · Defined projects · Subject to availability
Scope, deliverables, and timing agreed before work begins.
Broker-dealer support is limited to matters within our relevant experience.
I’ll review your request, discuss fit and availability with you, and agree on scope, deliverables, and timing before work begins.
Why are these services free?
I created Verley Audit Advisory to share practical tools, knowledge, and experience with the internal audit profession. AuditWorks AI Workpapers, webinars, and defined consulting projects are offered free to help organizations strengthen their audit practices and regulatory readiness.
Consulting support is subject to availability, with scope, deliverables, and timing agreed before work begins.
Support Our Free Services
Our commitment is to make practical audit knowledge, training, and technology accessible at no charge.
If you find value in our webinars, AuditWorks AI Workpapers, or customized internal audit training, please consider a voluntary contribution. Your support helps maintain these resources, develop new educational content, and make continued improvements to AuditWorks.
Contributions are entirely optional. Access to our free services does not depend on whether you contribute or how much you give.
Thank you for helping make these resources available to more auditors and organizations.
Explore 10 free, 50-minute sessions covering AI, technology, risk, controls, and audit practice. Each includes practical examples and time for questions.
Registration is not yet open.
Exact dates, times, and time zones will be announced. CPE availability is not yet confirmed; eligibility and any participation requirements will be stated before registration opens.
01
ARTIFICIAL INTELLIGENCE
AI Ethics: Foundations and Ethical Questions
Explore fairness, transparency, accountability, and the ethical questions raised by the use of artificial intelligence.
50 minutes · Online · Date to be announced in June 2027
50 minutes · OnlineDate to be announced in June 2027Free
02
AI GOVERNANCE
Auditing AI Governance and Models
Examine how internal audit can assess AI governance, model oversight, and controls across the model lifecycle.
50 minutes · Online · Date to be announced in July 2027
50 minutes · OnlineDate to be announced in July 2027Free
03
INFORMATION SECURITY
Cyber Resilience
Assess how organizations prepare for, respond to, and recover from cyber disruptions.
50 minutes · Online · Date to be announced in August 2027
50 minutes · OnlineDate to be announced in August 2027Free
04
AI IN INTERNAL AUDIT
Using AI in Audit Workflows
Explore practical uses of AI in audit planning, testing, documentation, and reporting, with human review.
50 minutes · Online · Date to be announced in September 2027
50 minutes · OnlineDate to be announced in September 2027Free
05
THIRD-PARTY RISK
Third-Party Risk Management (TPRM)
Review third-party risk management from due diligence and onboarding through monitoring and exit planning.
50 minutes · Online · Date to be announced in October 2027
50 minutes · OnlineDate to be announced in October 2027Free
06
AUDIT COMMUNICATION
High-Impact Communication
Strengthen how you communicate audit evidence, risks, and recommendations to management and other stakeholders.
50 minutes · Online · Date to be announced in November 2027
50 minutes · OnlineDate to be announced in November 2027Free
07
FINANCIAL CRIME CONTROLS
AML/KYC: Control Design and Monitoring Validation
Examine anti-money laundering and know-your-customer controls, with a focus on design and monitoring validation.
50 minutes · Online · Date to be announced in November 2027
50 minutes · OnlineDate to be announced in November 2027Free
08
DATA PROTECTION
Data Classification and Loss Prevention
Assess how organizations classify sensitive information and apply controls to prevent inappropriate disclosure or loss.
50 minutes · Online · Date to be announced in December 2027
50 minutes · OnlineDate to be announced in December 2027Free
09
TREASURY AND LIQUIDITY
Treasury Liquidity Stress Testing
Explore the governance, assumptions, scenarios, and evidence used in treasury liquidity stress testing.
50 minutes · Online · Date to be announced in December 2027
50 minutes · OnlineDate to be announced in December 2027Free
10
TRADING OPERATIONS
Trading Desks and Back Office
Review key controls across trading activity and back-office processing, from trade capture through settlement and reconciliation.
50 minutes · Online · Date to be announced in December 2027
50 minutes · OnlineDate to be announced in December 2027Free
An email notification request does not register you or reserve a place. Session details and any confirmed CPE information will be available before you register.
Free to attend. Clear policies.
Review record retention, refunds, cancellations, complaints, and course updates before registering.
Dwayne is an audit executive with broad financial services experience and a demonstrated record of accomplishments with leading international financial institutions. His work spans banking, broker-dealers, asset management, and regulatory remediation.
Developed and implemented an internal audit framework that helped a bank recover from a regulatory enforcement action.
Performed integrated audits combining trading, compliance, risk, operations, finance, information technology, and information security expertise.
Developed audit methodologies and global procedures for risk assessments, audit plans, audit programs, and reports.
Managed global teams conducting complex broker-dealer, bank, and asset management audits.
Worked through demanding audit and business issues with colleagues across different cultures.
Through Verley Audit Advisory, he shares practical tools, learning, and defined consulting support to help organizations strengthen their audit practices.
Internal audit professionals, audit teams, and organizations looking to strengthen their audit practices can request support. Webinars are open to professionals interested in the topics. Regulatory examination and remediation support focuses on banks and broker-dealers.
Consulting requests are reviewed for fit, relevant experience, and availability. Each project’s scope, deliverables, and timing are agreed before work begins.
What does free organization setup include?
Setup support includes discussing your team’s requirements, helping configure the AuditWorks workspace and approved user access, and introducing the planning, workpaper, review, reporting, and findings follow-up workflows.
The specific configuration, deployment and hosting requirements, and any agreed customization are confirmed with your organization before setup. AuditWorks software, setup assistance, and support are offered free.
Can I use AuditWorks with my existing audit process?
Yes. AuditWorks can support your existing audit methodology through workpaper templates, review processes, and reporting requirements. We’ll discuss how your current process maps to the application and agree on any configuration or customization needed.
Begin with the demo to assess fit. Data migration and connections to other systems need to be assessed separately during setup.
How does AuditWorks handle uploaded information and AI processing?
AuditWorks links uploaded evidence to audit workpapers and findings. Access combines Cloudflare protection with personal application passwords, with multi-factor authentication required through the configured access policy.
Uploaded evidence is checked for malicious content. Files without a clean scan result face restrictions on downloads, complete exports, and AI processing.
When enabled, the AI assistant helps identify workpaper gaps, summarize selected clean evidence, and assess findings and action plans against supporting workpapers. Auditors review proposals and sources before accepting changes and remain responsible for professional judgment and approvals.
During setup, we explain how AuditWorks uses AI and review your organization’s data-handling requirements. Use sample information when exploring the demo.